Senior Vice President of Compliance

Our client located in Dallas, TX is in need of a Senior VP of Compliance.  This is a direct hire opportunity.  Company is offering a large relocation package and housing support if needed. For the right candidate they’d offer the title of Chief Legal Officer.

Company Profile:
Growing Life Insurance Company

Senior Vice President of Compliance Role:
As the Senior Vice President of Compliance, you will spearhead our compliance team, overseeing a broad spectrum of regulatory, legal, and corporate compliance tasks within the life, health, and annuity sectors. This pivotal role ensures adherence to all relevant regulations and standards, safeguarding our company’s operations and reputation.
Lead and manage the compliance team, serving as the company’s primary compliance officer.
Oversee and ensure timely submission of company filings and policy forms in accordance with state insurance regulations.
Senior Vice President of Compliance will apply expertise in interstate compact regulations, SERFF, and UCAA systems to maintain regulatory compliance.
Supervise compliance at our third-party administrators (TPAs), ensuring alignment with state insurance regulations.
Create, distribute, and file necessary documentation with Departments of Insurance (DOIs) as required.
Monitor and implement changes in regulatory requirements, ensuring company operations adapt accordingly.
Review and approve advertising to ensure compliance with state and federal guidelines.
Address and manage complaints and litigation, including those from the Department of Insurance, serving as the corporate contact for such matters.
Maintain and oversee the complaint log, acting as the liaison between state insurance examiners and the company.
Respond to requests and review draft and final reports, ensuring resolution of operational deficiencies.
Senior Vice President of Compliance will manage the creation and timely completion of all required UCAA corporate filings related to insurance operations.
Provide expertise in reviewing life insurance contestable claims, focusing on misrepresentation, fraud, and other critical factors.
Source: Frontline Source Group Jobs

Senior Vice President of Compliance

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